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Department of Labor Releases Employee Benefit Plan Audit Quality Study

Findings from a recent audit quality study (2014 Study) found that nearly 4 in 10 employee benefit plan (EBP) audits in the 2011 plan filing year contained major deficiencies and failed to meet regulatory standards.

Department of Labor Proposes New Definition for Fiduciaries

The Department of Labor (DOL) is proposing a rule change that would classify the brokers of retirement plans as fiduciaries. 

Practical Expedient Created for Defined Benefit Plans

Entities with year-ends that do not fall at the end of a month have a new practical expedient that may be elected when measuring the fair value of defined benefit plan assets.

Tips for Selecting an EBP Auditor

Lessons from the GreatBanc Settlement - ESOPs to Face More Scrutiny

The US Department of Labor has intensified its scrutiny of Employee Stock Ownership Plans over the last five years.


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